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TSX Venture Exchange Corporate Finance Manual
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Corporate Finance Manual, Policies and Appendices
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| Policies | Table of Contents | |
| Policy 1.1 | Interpretation | |
| Policy 1.2 | Filing Locations and Procedures | |
| Policy 1.3 | Schedule of Fees | |
| Policy 2.1 | Initial Listing Requirements | |
| Policy 2.2 | Sponsorship and Sponsorship Requirements | |
| Policy 2.3 | Listing Procedures | |
| Policy 2.4 | Capital Pool Companies | |
| Policy 2.5 | Continued Listing Requirements and Inter-Tier Movement | |
| Policy 2.6 | Reactivation of NEX Companies | |
| Policy 2.7 | Pre-Filing Conferences | |
| Policy 2.8 | Supplemental Listings | |
| Policy 2.9 | Trading Halts, Suspensions and Delisting | |
| Policy 3.1 | Directors, Officers, Other Insiders & Personnel and Corporate Governance | |
| Policy 3.2 | Filing Requirements and Continuous Disclosure | |
| Policy 3.3 | Timely Disclosure | |
| Policy 3.4 | Investor Relations, Promotional and Market-Making Activities | |
| Policy 3.5 | Restricted Shares | |
| Policy 4.1 | Private Placements | |
| Policy 4.2 | Prospectus Offerings | |
| Policy 4.3 | Shares for Debt | |
| Policy 4.4 | Incentive Stock Options | |
| Policy 4.5 | Rights Offerings | |
| Policy 4.6 | Public Offering by Short Form Offering Document | |
| Policy 4.7 | Charitable Options | |
| Policy 5.1 | Loans, Bonuses, Finder's Fees and Commissions | |
| Policy 5.2 | Changes of Business and Reverse Takeovers | |
| Policy 5.3 | Acquisitions and Dispositions of Non-Cash Assets | |
| Policy 5.4 | Escrow, Vendor Consideration and Resale Restrictions | |
| Policy 5.5 | Issuer Bids, Take-over Bids and Insider Bids | |
| Policy 5.6 | Normal Course Issuer Bids | |
| Policy 5.7 | Small Shareholder Selling and Purchase Arrangements | |
| Policy 5.8 | Issuer Names, Issuer Name Changes, Share Consolidations and Splits | |
| Policy 5.9 | Protection of Minority Security Holders in Special Transactions | |
| Policy 6.1 | There is currently no Policy 6.1 | |
| Policy 6.2 | Transitional Provisions on the ASE and/or VSE | |
| Contact | General Contact Information | |
You can access forms and appendices using the left-hand navigation bar.
NEX
Click here to access the NEX Policies and Forms.
