Symbol Company Name Type of Security(1) Unit Flag Tier Type of Financing Flow Through Flag Currency Offering Price - Canadian Dollar Equivalent Issued Total Gross Proceeds - Canadian Dollar Equivalent Effective Date Underwriter ATO.P Aumento Capital Corporation COMMON N Tier2 IPO N CDN 0.20 "2,082,000" "416,400.00" 01/17/2011 Canaccord Capital Corp. BYN.P Banyan Coast Capital Corp. COMMON N Tier2 IPO N CDN 0.15 "2,000,000" "300,000.00" 01/25/2011 Mackie Research Capital Corporation CPR.P Canada Pacific Capital Corp. COMMON N Tier2 IPO N CDN 0.10 "8,000,000" "800,000.00" 01/06/2011 PI Financial Corp. CEI.P Carmen Energy Inc. COMMON N Tier2 IPO N CDN 0.10 "3,000,000" "300,000.00" 01/18/2011 PI Financial Corp. FLO.P Focused Capital Corp. COMMON N Tier2 IPO N CDN 0.20 "1,250,000" "250,000.00" 01/11/2011 Haywood Securities Inc. GEX Guerrero Exploration Inc. UNIT Y Tier2 IPO N CDN 0.15 "6,666,667" "1,000,000.00" 01/21/2011 Macquarie Private Wealth Inc. IDS.P Indigo Sky Capital Corp. COMMON N Tier2 IPO N CDN 0.25 "2,000,000" "500,000.00" 01/07/2011 Canaccord Capital Corp. MCP.P McGregor Capital Corp. COMMON N Tier2 IPO N CDN 0.20 "1,500,000" "300,000.00" 01/17/2011 Macquarie Private Wealth Inc. MCN.P Metron Capital Corp. COMMON N Tier2 IPO N CDN 0.10 "5,000,000" "500,000.00" 01/31/2011 Global Securities Corporation NED New Destiny Mining Corp. COMMON N Tier2 IPO N CDN 0.15 "4,522,000" "678,300.00" 01/11/2011 Wolverton Securities Ltd OBN Otterburn Resources Corp. COMMON N Tier2 IPO N CDN 0.15 "3,350,000" "502,500.00" 01/10/2011 Wolverton Securities Ltd ABI Abcourt Mines Inc. COMMON Y Tier1 EOP N CDN 0.14 "23,330,000" "3,149,550.00" 01/26/2011 Industrial Alliance Securities Inc. SPI Canadian Spirit Resources Inc. COMMON N Tier2 EOP N CDN 1.50 "16,670,000" "25,005,000.00" 01/25/2011 "Wellington West Capital Markets Inc., Casimir Capital Ltd., Acumen Capital Finance Partners Limited, Byron Securities Limited" SPI Canadian Spirit Resources Inc. COMMON N Tier2 EOP N CDN 1.50 "780,500" "1,170,750.00" 01/25/2011 "Wellington West Capital Markets Inc., Casimir Capital Ltd., Acumen Capital Finance Partners Limited, Byron Securities Limited" CPO Compass Petroleum Ltd. COMMON N Tier1 EOP N CDN 1.45 "1,551,724" "2,249,999.80" 01/25/2011 "Raymond James Ltd., Wellington West Capital Markets Inc., Canaccord Genuity Corp." CPO Compass Petroleum Ltd. COMMON N Tier1 EOP N CDN 1.45 "10,344,828" "15,000,000.60" 01/25/2011 "Raymond James Ltd., Wellington West Capital Markets Inc., Canaccord Genuity Corp." EWD Eaglewood Energy Inc. COMMON N Tier2 EOP N CDN 0.75 "13,500,000" "10,125,000.00" 01/24/2011 "Cormark Securities Inc./Valeurs Mobilieres Cormark Inc., FirstEnergy Capital Corp., Paradigm Capital Inc., Macquarie Capital Markets Canada Ltd." EWD Eaglewood Energy Inc. COMMON N Tier2 EOP N CDN 0.75 "710,000" "532,500.00" 01/24/2011 "Cormark Securities Inc./Valeurs Mobilieres Cormark Inc., FirstEnergy Capital Corp., Paradigm Capital Inc., Macquarie Capital Markets Canada Ltd." IC Innovative Composites International Inc. COMMON N Tier2 EOP N CDN 0.55 "8,700,218" "4,785,119.90" 01/18/2011 "Union Securities Ltd., Canaccord Genuity Corp." PAR.UN Partners Real Estate Investment Trust COMMON Y Tier1 EOP N CDN 1.60 "5,148,000" "8,236,800.00" 01/25/2011 "CIBC World Markets Inc, TD Securities Inc., Scotia Capital Inc., National Bank Financial Inc., Dundee Securities Corporation, Canaccord Genutiy Corp., Macquarie Capital Markets Canada Ltd." AAR.UN Pure Industrial Real Estate Trust UNIT Y Tier1 EOP N CDN 4.00 "8,625,000" "34,500,000.00" 01/20/2011 "Canaccord Genuity Corp., Dundee Securities Corporation, Raymond James Ltd., RBC Dominion Securities Inc., National Bank Financial Inc., HSBC Securities (Canada) Inc., GMP Securities L.P., Macquarie Capital Markets Canada Ltd. " SLG Sterling Resources Ltd. COMMON N Tier2 EOP N CDN 3.00 "29,920,500" "89,761,500.00" 01/11/2011 "Wellington West Capital Markets Inc., RBC Dominion Securities Inc., Canaccord Genuity Corp.,Stifel Nicolaus Canada Inc., Union Securities Ltd." TVC Tournigan Energy Ltd. COMMON Y Tier1 EOP N CDN 0.30 "40,000,000" "12,000,000.00" 01/12/2011 Salman Partners Inc. ABI Abcourt Mines Inc. UNIT Y Tier1 PP N CDN 0.14 "2,515,787" "339,631.25" 01/17/2011 ABI Abcourt Mines Inc. UNIT Y Tier1 PP N CDN 0.15 "7,973,641" "1,156,177.95" 01/17/2011 ABE Abitex Resources Inc. UNIT Y Tier2 PP Y CDN 0.20 "1,875,000" "375,000.00" 01/20/2011 ABE Abitex Resources Inc. UNIT Y Tier2 PP N CDN 0.18 "694,444" "124,999.92" 01/20/2011 ABB Abitibi Mining Corp. UNIT Y Tier2 PP N CDN 0.10 "3,850,000" "385,000.00" 01/10/2011 AMA AeroMechanical Services Ltd. UNIT Y Tier2 PP N CDN 0.25 "14,985,080" "3,746,270.00" 01/04/2011 "Raymond James Ltd., Wolverton Securities Ltd, Byron Securities Limited" AGR "Agritec Systems, Inc." UNIT Y Tier2 PP N CDN 1.00 "1,010,000" "1,010,000.00" 01/10/2011 Wolverton Securities Ltd AOS Alberta Oilsands Inc. SHARE N Tier2 PP Y CDN 0.64 "470,000" "300,800.00" 01/07/2011 APH ALDA Pharmaceuticals Corp. UNIT Y Tier2 PP N CDN 0.10 "2,000,000" "200,000.00" 01/10/2011 AIX Alix Resources Corp. UNIT Y Tier2 PP N CDN 0.13 "3,000,000" "390,000.00" 01/19/2011 AYL.P Alloy Capital Corp. UNIT Y Tier2 PP N CDN 0.50 "4,825,000" "2,412,500.00" 01/05/2011 "Haywood Securities Inc., Byron Securities Limited" AYL.P Alloy Capital Corp. UNIT Y Tier2 PP N CDN 0.50 "10,696,499" "5,348,249.50" 01/05/2011 ATI Altai Resources Inc. UNIT Y Tier2 PP N CDN 0.25 "5,600,000" "1,400,000.00" 01/19/2011 ATV Alto Ventures Ltd. UNIT Y Tier2 PP N CDN 0.05 "35,590,000" "1,779,500.00" 01/25/2011 ATV Alto Ventures Ltd. UNIT Y Tier2 PP Y CDN 0.05 "1,760,000" "88,000.00" 01/25/2011 AGX Amador Gold Corp. UNIT Y Tier2 PP N CDN 0.20 "4,600,000" "920,000.00" 01/31/2011 AMH Amanta Resources Ltd. UNIT Y Tier2 PP N CDN 0.10 "4,780,000" "478,000.00" 01/10/2011 AHR Amarc Resources Ltd. SHARE N Tier2 PP Y CDN 0.80 "5,812,500" "4,650,000.00" 01/24/2011 AHR Amarc Resources Ltd. SHARE N Tier2 PP N CDN 0.65 "8,076,923" "5,249,999.95" 01/24/2011 AMT Amato Exploration Ltd UNIT Y Tier2 PP N CDN 0.12 "2,505,800" "300,696.00" 01/04/2011 AMZ Amazon Mining Holding PLC SHARE N Tier1 PP N CDN 4.17 "3,478,100" "14,503,677.00" 01/24/2011 "Wellington West Capital Markets Inc., GMP Securities Ltd., Ocean Equities Ltd, Salman Partners Inc." ASW Anglo Swiss Resources Inc. UNIT Y Tier2 PP Y CDN 0.35 "1,249,500" "437,325.00" 01/05/2011 Kingsdale Capital Markets Inc. ASW Anglo Swiss Resources Inc. UNIT Y Tier2 PP N CDN 0.30 "1,050,000" "315,000.00" 01/05/2011 Kingsdale Capital Markets Inc. URA Anglo-Canadian Uranium Corp. UNIT Y Tier2 PP Y CDN 0.30 "2,500,000" "750,000.00" 01/24/2011 URA Anglo-Canadian Uranium Corp. UNIT Y Tier2 PP N CDN 0.25 "600,000" "150,000.00" 01/24/2011 AZN Arcturus Ventures Inc. UNIT Y Tier2 PP N CDN 0.11 "1,423,523" "149,469.92" 01/07/2011 AGA Argonaut Exploration Inc. UNIT Y Tier2 PP Y CDN 0.20 "1,750,000" "350,000.00" 01/06/2011 AUG Augen Capital Corp. UNIT Y Tier2 PP N CDN 0.07 "28,571,424" "1,999,999.68" 01/27/2011 AGO AurCrest Gold Inc. UNIT Y Tier2 PP N CDN 0.19 "2,040,000" "377,400.00" 01/19/2011 AVG Avatar Energy Ltd. SHARE N Tier2 PP N CDN 0.52 "2,312,499" "1,202,499.48" 01/21/2011 ASM Avino Silver & Gold Mines Ltd. UNIT Y Tier1 PP N CDN 1.90 "2,700,000" "5,130,000.00" 01/10/2011 BCN Bacanora Minerals Ltd. SHARE N Tier2 PP N CDN 0.20 "2,000,000" "400,000.00" 01/12/2011 BSX Belo Sun Mining Corp. SHARE N Tier2 PP N CDN 0.75 "7,333,334" "5,500,000.50" 01/06/2011 BEL Belvedere Resources Ltd. UNIT Y Tier1 PP N CDN 0.24 "12,500,000" "3,000,000.00" 01/27/2011 BKR Berkwood Resources Ltd. UNIT Y Tier2 PP N CDN 0.13 "5,000,000" "650,000.00" 01/19/2011 BLK Birch Lake Energy Inc. UNIT Y Tier2 PP N CDN 0.20 "5,000,000" "1,000,000.00" 01/07/2011 DOG Blackdog Resources Ltd. SHARE N Tier2 PP Y CDN 0.36 "3,305,631" "1,190,027.16" 01/11/2011 BNT Blue Note Mining Inc. SHARE N Tier2 PP Y CDN 0.15 "2,333,333" "349,999.95" 01/26/2011 BNT Blue Note Mining Inc. UNIT Y Tier2 PP N CDN 0.12 "720,000" "86,400.00" 01/26/2011 BRU Bolero Resources Corp. UNIT Y Tier1 PP Y CDN 0.50 "4,000,000" "2,000,000.00" 01/04/2011 BNR Brionor Resources Inc. SHARE N Tier2 PP Y CDN 0.18 "750,000" "135,000.00" 01/27/2011 BNR Brionor Resources Inc. UNIT Y Tier2 PP N CDN 0.15 "100,000" "15,000.00" 01/27/2011 CDC Cadillac Ventures Inc. UNIT Y Tier1 PP Y CDN 0.32 "17,546,875" "5,615,000.00" 01/05/2011 Industrial Alliance Securities Inc. CDC Cadillac Ventures Inc. UNIT Y Tier1 PP N CDN 0.28 "5,848,955" "1,637,707.40" 01/05/2011 Industrial Alliance Securities Inc. CFI Canada Fluorspar Inc. SPCWAR N Tier1 PP N CDN 0.50 "11,000,000" "5,500,000.00" 01/05/2011 "Jennings Capital Inc., Paradigm Capital Inc., GMP Securities Ltd., Dundee Securities Ltd." COE CanAm Coal Corp. UNIT Y Tier2 PP N CDN 0.25 "408,164" "100,000.18" 01/10/2011 CNP Cannon Point Resources Ltd. UNIT Y Tier2 PP N CDN 0.15 "33,500,000" "5,025,000.00" 01/05/2011 CCR Cascadia Resources Inc. SHARE N Tier2 PP Y CDN 0.10 "10,000,000" "1,000,000.00" 01/11/2011 CZ Cassius Ventures Ltd UNIT Y Tier2 PP N CDN 0.08 "4,000,000" "300,000.00" 01/05/2011 CTW Catch the Wind Ltd. UNIT Y Tier2 PP N CDN 0.39 "17,316,359" "6,753,380.01" 01/06/2011 "Raymond James Ltd., Mackie Research Capital Corporation, Jacob Securities Inc." CTW Catch the Wind Ltd. SHARE N Tier2 PP N CDN 0.34 "5,665,588" "1,926,299.92" 01/06/2011 "Raymond James Ltd., Mackie Research Capital Corporation, Jacob Securities Inc." C Celeste Copper Corporation UNIT Y Tier2 PP N CDN 0.05 "13,000,000" "650,000.00" 01/14/2011 Raymond James Ltd. CIO Central Iron Ore Limited UNIT Y Tier2 PP N CDN 0.06 "18,300,000" "1,098,000.00" 01/20/2011 CTN Centurion Minerals Ltd. SHARE N Tier2 PP N CDN 1.55 "1,120,515" "1,736,798.25" 01/21/2011 CMM Century Mining Corporation UNIT Y Tier2 PP N CDN 0.39 "10,324,600" "4,026,594.00" 01/21/2011 CKG Chesapeake Gold Corp. SHARE N Tier1 PP N CDN 10.25 "1,463,414" "14,999,993.50" 01/24/2011 "Mackie Research Capital Corporation, GMP Securities Ltd., Byron Securities Limited" CPS Claim Post Resources Inc. UNIT Y Tier2 PP Y CDN 0.30 "4,926,666" "1,477,999.80" 01/28/2011 Pope & Company Limited CPS Claim Post Resources Inc. UNIT Y Tier2 PP N CDN 0.25 "3,280,000" "820,000.00" 01/28/2011 Pope & Company Limited CMB CMC Metals Ltd. UNIT Y Tier2 PP N CDN 0.40 "1,750,000" "700,000.00" 01/05/2011 CBT Cobalt Coal Corp. UNIT Y Tier2 PP N CDN 0.05 "5,400,000" "270,000.00" 01/05/2011 CXO Colorado Resources Ltd. UNIT Y Tier2 PP Y CDN 0.90 "555,556" "500,000.40" 01/10/2011 CFM Confederation Minerals Ltd. UNIT Y Tier2 PP N CDN 0.28 "9,643,257" "2,700,111.96" 01/19/2011 CQR Conquest Resources Limited SHARE N Tier2 PP Y CDN 0.22 "5,500,455" "1,210,100.10" 01/10/2011 Northern Securities Inc. CQR Conquest Resources Limited SHARE N Tier2 PP Y CDN 0.20 "2,500,000" "500,000.00" 01/17/2011 Northern Securities Inc. CRC Crescent Resources Corp. UNIT Y Tier2 PP N CDN 0.20 "5,000,000" "1,000,000.00" 01/06/2011 CKV CVC Cayman Ventures Corp. UNIT Y Tier2 PP N CDN 0.14 "1,466,667" "198,000.05" 01/10/2011 CYP Cypress Development Corp. UNIT Y Tier2 PP N CDN 0.05 "19,245,000" "962,250.00" 01/19/2011 DSM Dacha Strategic Metals Inc. SPCWAR N Tier1 PP N CDN 0.45 "48,889,001" "22,000,050.45" 01/31/2011 DOD Diamond Frank Exploration Inc. SHARE N Tier2 PP Y CDN 0.36 "817,696" "294,370.56" 01/11/2011 DOD Diamond Frank Exploration Inc. UNIT Y Tier2 PP N CDN 0.25 "294,400" "73,600.00" 01/11/2011 DVT Divestco Inc. UNIT Y Tier1 PP N CDN 0.22 "16,279,763" "3,581,547.86" 01/17/2011 DNI DNI Metals Inc. SHARE N Tier1 PP Y CDN 0.12 "7,000,000" "840,000.00" 01/14/2011 DEI Donnybrook Energy Inc. UNIT Y Tier2 PP N CDN 0.40 "7,338,000" "2,935,200.00" 01/19/2011 DEI Donnybrook Energy Inc. SHARE N Tier2 PP Y CDN 0.48 "815,386" "387,308.35" 01/19/2011 DRV Duran Ventures Inc. UNIT Y Tier2 PP N CDN 0.13 "57,253,000" "7,442,890.00" 01/11/2011 Canaccord Capital Corp. EW East West Petroleum Corp. UNIT Y Tier2 PP N CDN 1.10 "27,273,000" "30,000,300.00" 01/04/2011 "Haywood Securities Inc., GMP Securities Ltd." EDE Edge Resources Inc. SHARE N Tier2 PP N CDN 0.22 "6,484,550" "1,426,601.00" 01/21/2011 ELT Electra Gold Ltd. UNIT Y Tier2 PP N CDN 0.05 "1,900,000" "95,000.00" 01/21/2011 ELO Eloro Resources Ltd. UNIT Y Tier2 PP Y CDN 0.10 "13,020,000" "1,302,000.00" 01/10/2011 ELO Eloro Resources Ltd. UNIT Y Tier2 PP N CDN 0.08 "8,725,000" "698,000.00" 01/10/2011 EMB EmberClear Corp. SHARE N Tier1 PP N CDN 1.40 "6,571,429" "9,200,000.60" 01/21/2011 EWS Environmental Waste International Inc. UNIT Y Tier2 PP N CDN 0.35 "5,000,000" "1,750,000.00" 01/25/2011 EV Erin Ventures Inc. UNIT Y Tier2 PP N CDN 0.10 "6,000,000" "600,000.00" 01/07/2011 EST Estrella Gold Corporation UNIT Y Tier2 PP N CDN 0.80 "1,250,000" "1,000,000.00" 01/14/2011 EAR Everett Resources Ltd. UNIT Y Tier2 PP N CDN 0.06 "1,950,000" "107,250.00" 01/10/2011 EAR Everett Resources Ltd. UNIT Y Tier2 PP Y CDN 0.08 "10,603,334" "795,250.05" 01/10/2011 ERI Exile Resources Inc. SHARE N Tier2 PP N CDN 0.20 "9,000,000" "1,800,000.00" 01/05/2011 EXS Explor Resources Inc. UNIT Y Tier2 PP Y CDN 0.50 "200,000" "100,000.00" 01/20/2011 EXS Explor Resources Inc. UNIT Y Tier2 PP N CDN 0.50 "200,000" "100,000.00" 01/20/2011 EXA Exploration Aurtois Inc. UNIT Y Tier2 PP N CDN 0.13 "200,000" "25,000.00" 01/14/2011 EXA Exploration Aurtois Inc. UNIT Y Tier2 PP Y CDN 0.16 "1,387,096" "214,999.88" 01/14/2011 EXA Exploration Aurtois Inc. SHARE N Tier2 PP Y CDN 0.15 "6,596,000" "989,400.00" 01/11/2011 EXA Exploration Aurtois Inc. SHARE N Tier2 PP N CDN 0.13 "1,649,000" "206,125.00" 01/11/2011 FYL Finlay Minerals Ltd. UNIT Y Tier2 PP N CDN 0.27 "410,370" "110,799.90" 01/13/2011 Raymond James Ltd. FYL Finlay Minerals Ltd. UNIT Y Tier2 PP Y CDN 0.35 "3,451,428" "1,207,999.80" 01/13/2011 Raymond James Ltd. EFG First Gold Exploration Inc. UNIT Y Tier2 PP N CDN 0.40 "7,250,000" "2,900,000.00" 01/28/2011 MCI First Lithium Resources Inc. UNIT Y Tier2 PP N CDN 0.14 "1,851,852" "250,000.02" 01/05/2011 FPV First Pursuit Ventures Ltd. UNIT Y Tier2 PP N CDN 0.15 "8,333,333" "1,249,999.95" 01/28/2011 FMS Focus Metals Inc. UNIT Y Tier2 PP N CDN 0.30 "6,666,668" "2,000,000.40" 01/07/2011 FMS Focus Metals Inc. UNIT Y Tier2 PP N CDN 0.25 "5,000,000" "1,250,000.00" 01/07/2011 FEN Forent Energy Ltd. SHARE N Tier1 PP N CDN 0.18 "2,894,444" "520,999.92" 01/12/2011 FST Fortress Minerals Corp. SHARE N Tier2 PP N CDN 3.00 "5,000,000" "15,000,000.00" 01/20/2011 FGC Frontline Gold Corporation UNIT Y Tier2 PP N CDN 0.14 "22,897,945" "3,205,712.30" 01/11/2011 "CIBC World Markets Inc., Stonecap Securities Inc." FGC Frontline Gold Corporation SHARE N Tier2 PP Y CDN 0.17 "3,161,176" "537,399.92" 01/11/2011 "CIBC World Markets Inc., Stonecap Securities Inc." GIT Gitennes Exploration Inc. UNIT Y Tier2 PP N CDN 0.07 "4,000,000" "280,000.00" 01/07/2011 GEL Glass Earth Gold Limited UNIT Y Tier2 PP N CDN 0.30 "283,666" "85,099.80" 01/20/2011 GEL Glass Earth Gold Limited UNIT Y Tier2 PP N CDN 0.30 "10,016,299" "3,004,889.70" 01/10/2011 GEL Glass Earth Gold Limited UNIT Y Tier2 PP N CDN 0.30 "3,255,000" "976,500.00" 01/12/2011 "Jennings Capital Inc., Jones, Gable & Company Ltd., Haywood Securities Inc." GER Glen Eagle Resources Inc. SHARE N Tier2 PP N CDN 0.25 "1,996,000" "499,000.00" 01/19/2011 GRV Gold Reach Resources Ltd. UNIT Y Tier2 PP Y CDN 0.55 "2,884,345" "1,586,389.75" 01/07/2011 GRV Gold Reach Resources Ltd. UNIT Y Tier2 PP N CDN 0.42 "475,000" "199,500.00" 01/07/2011 GDW Gold World Resources Inc. UNIT Y Tier2 PP N CDN 0.05 "5,280,000" "264,000.00" 01/31/2011 GNH Golden Hope Mines Limited UNIT Y Tier2 PP N CDN 0.40 "1,250,000" "500,000.00" 01/04/2011 GNH Golden Hope Mines Limited SHARE N Tier2 PP Y CDN 0.53 "6,037,735" "3,199,999.55" 01/04/2011 GRR Golden Reign Resources Ltd. UNIT Y Tier2 PP N CDN 0.45 "16,851,197" "7,583,038.65" 01/18/2011 GPI Great Pacific International Inc. UNIT Y Tier2 PP N CDN 0.09 "4,302,352" "365,699.92" 01/06/2011 GR Greenlight Resources Inc. UNIT Y Tier2 PP N CDN 0.18 "2,200,000" "396,000.00" 01/10/2011 GR Greenlight Resources Inc. UNIT Y Tier2 PP N CDN 0.18 "902,500" "162,450.00" 01/14/2011 GVG Grenville Gold Corp. UNIT Y Tier2 PP N CDN 0.23 "4,000,000" "920,000.00" 01/20/2011 GZD Grizzly Discoveries Inc. UNIT Y Tier2 PP Y CDN 0.35 "2,106,000" "737,100.00" 01/31/2011 GZD Grizzly Discoveries Inc. UNIT Y Tier2 PP N CDN 0.30 "613,334" "184,000.20" 01/31/2011 HPY Happy Creek Minerals Ltd. UNIT Y Tier2 PP Y CDN 0.40 "3,499,999" "1,399,999.60" 01/10/2011 HRT Harte Gold Corp. SHARE N Tier2 PP Y CDN 0.75 "3,296,333" "2,472,249.75" 01/05/2011 HVG Harvest Gold Corp. UNIT Y Tier2 PP Y CDN 0.10 "1,650,000" "165,000.00" 01/11/2011 HBK Highbank Resources Ltd. UNIT Y Tier2 PP Y CDN 0.07 "2,000,000" "140,000.00" 01/20/2011 HI Highland Resources Inc. UNIT Y Tier2 PP N CDN 0.28 "7,204,000" "2,017,120.00" 01/26/2011 HMI Hinterland Metals Inc. UNIT Y Tier2 PP N CDN 0.13 "5,800,000" "725,000.00" 01/13/2011 HMI Hinterland Metals Inc. UNIT Y Tier2 PP N CDN 0.13 "3,200,000" "400,000.00" 01/13/2011 HLM Houston Lake Mining Inc. UNIT Y Tier2 PP N CDN 0.15 "2,143,333" "321,499.95" 01/25/2011 IXI Indigo Exploration Inc. UNIT Y Tier2 PP N CDN 0.30 "7,663,666" "2,299,099.80" 01/20/2011 ISS International Samuel Exploration Corp. UNIT Y Tier2 PP Y CDN 0.25 "800,000" "200,000.00" 01/12/2011 ISS International Samuel Exploration Corp. UNIT Y Tier2 PP N CDN 0.15 "733,333" "109,999.95" 01/12/2011 ISD iSign Media Solutions Inc. UNIT Y Tier2 PP N CDN 0.20 "7,020,100" "1,404,020.00" 01/14/2011 JML J.A.G. Ltee (Les Mines) UNIT Y Tier2 PP N CDN 0.15 "1,000,000" "150,000.00" 01/07/2011 JAU Jet Gold Corp. UNIT Y Tier2 PP N CDN 0.10 "6,200,370" "589,035.15" 01/19/2011 JVI.P JJR VI Acquisition Corp. UNIT Y Tier2 PP N CDN 2.00 "3,983,502" "7,967,004.00" 01/05/2011 JOR Jourdan Resources Inc. SHARE N Tier2 PP N CDN 0.20 "194,444" "38,888.80" 01/28/2011 JOR Jourdan Resources Inc. SHARE N Tier2 PP Y CDN 0.20 "1,750,000" "350,000.00" 01/28/2011 JOR Jourdan Resources Inc. SHARE N Tier2 PP Y CDN 0.20 "750,000" "150,000.00" 01/28/2011 JOR Jourdan Resources Inc. UNIT Y Tier2 PP N CDN 0.15 "1,571,668" "235,750.20" 01/24/2011 KGH Key Gold Holding Inc. SHARE N Tier2 PP N CDN 0.18 "3,572,167" "642,990.06" 01/19/2011 KGH Key Gold Holding Inc. SHARE N Tier2 PP N CDN 0.13 "5,600,000" "700,000.00" 01/13/2011 KBG King's Bay Gold Corporation UNIT Y Tier2 PP N CDN 0.05 "8,820,000" "441,000.00" 01/19/2011 KBG King's Bay Gold Corporation UNIT Y Tier2 PP Y CDN 0.07 "70,000" "4,900.00" 01/19/2011 KBG King's Bay Gold Corporation UNIT Y Tier2 PP N CDN 0.09 "4,000,000" "360,000.00" 01/10/2011 KBG King's Bay Gold Corporation UNIT Y Tier2 PP Y CDN 0.11 "4,000,000" "440,000.00" 01/10/2011 KYM Kirrin Resources Inc. UNIT Y Tier2 PP Y CDN 0.10 "15,000,000" "1,500,000.00" 01/25/2011 KYM Kirrin Resources Inc. UNIT Y Tier2 PP N CDN 0.08 "8,425,000" "674,000.00" 01/14/2011 KG Klondike Gold Corp. UNIT Y Tier2 PP N CDN 0.20 "5,140,000" "1,028,000.00" 01/11/2011 KNX Knick Exploration Inc. UNIT Y Tier2 PP Y CDN 0.30 "2,143,496" "643,048.80" 01/20/2011 KNX Knick Exploration Inc. UNIT Y Tier2 PP N CDN 0.25 "2,720,000" "680,000.00" 01/20/2011 KTN Kootenay Gold Inc. UNIT Y Tier1 PP N CDN 0.85 "7,059,000" "6,000,150.00" 01/07/2011 LRG Lateegra Gold Corp. UNIT Y Tier2 PP Y CDN 0.40 "3,350,000" "1,340,000.00" 01/14/2011 LRG Lateegra Gold Corp. UNIT Y Tier2 PP N CDN 0.35 "3,571,428" "1,249,999.80" 01/14/2011 LWC Leeward Capital Corp. UNIT Y Tier2 PP N CDN 0.05 "7,300,000" "365,000.00" 01/25/2011 LWC Leeward Capital Corp. UNIT Y Tier2 PP Y CDN 0.05 "27,700,000" "1,385,000.00" 01/25/2011 LIO Lion One Metals Limited UNIT Y Tier1 PP N CDN 1.00 "11,500,000" "11,500,000.00" 01/31/2011 "Raymond James Ltd., Haywood Securities Inc., PI Financial Corp., MGI Securities Inc." LG Lions Gate Energy Inc. UNIT Y Tier2 PP Y CDN 0.11 "476,190" "49,999.95" 01/06/2011 LTH Lithic Resources Ltd. UNIT Y Tier2 PP N CDN 0.08 "3,250,000" "260,000.00" 01/27/2011 LC Logan Copper Inc. UNIT Y Tier2 PP N CDN 0.17 "62,000" "10,540.00" 01/04/2011 LC Logan Copper Inc. UNIT Y Tier2 PP Y CDN 0.20 "165,000" "33,000.00" 01/04/2011 LMR Lomiko Metals Inc. UNIT Y Tier2 PP N CDN 0.06 "2,500,000" "150,000.00" 01/21/2011 MEN Magnum Energy Inc. SHARE N Tier2 PP Y CDN 0.29 "2,054,001" "595,660.29" 01/04/2011 MAM Manicouagan Minerals Inc. UNIT Y Tier2 PP N CDN 0.05 "10,000,000" "500,000.00" 01/04/2011 MAM Manicouagan Minerals Inc. UNIT Y Tier2 PP Y CDN 0.05 "2,646,350" "132,317.50" 01/05/2011 MKT "Marketvision Direct, Inc." UNIT Y Tier2 PP N CDN 0.08 "6,250,000" "500,000.00" 01/06/2011 MAT Matamec Explorations Inc. SHARE N Tier2 PP Y CDN 0.50 "20,000" "10,000.00" 01/14/2011 MAT Matamec Explorations Inc. UNIT Y Tier2 PP N CDN 0.40 "100,000" "40,000.00" 01/14/2011 MZO Mazorro Resources Inc. UNIT Y Tier2 PP N CDN 0.12 "2,916,666" "349,999.92" 01/14/2011 MZO Mazorro Resources Inc. SHARE N Tier2 PP Y CDN 0.15 "8,408,333" "1,261,249.95" 01/14/2011 MTC metalCORP Limited UNIT Y Tier2 PP Y CDN 0.14 "5,038,571" "705,399.94" 01/24/2011 MTC metalCORP Limited UNIT Y Tier2 PP N CDN 0.40 "154,375" "61,750.00" 01/24/2011 MTO Metanor Resources Inc. SHARE N Tier1 PP N CDN 0.52 "6,847,616" "3,526,522.24" 01/14/2011 MXA Monexa Technologies Corp. UNIT Y Tier2 PP N CDN 0.05 "8,910,000" "445,500.00" 01/14/2011 MGR Murgor Resources Inc. SHARE N Tier2 PP N CDN 0.25 "4,010,000" "1,002,500.00" 01/19/2011 MGS Musgrove Minerals Corp. UNIT Y Tier2 PP N CDN 0.15 "17,992,333" "2,698,849.95" 01/20/2011 NXT Natcore Technology Inc. UNIT Y Tier2 PP N CDN 0.75 "4,032,566" "3,024,424.50" 01/12/2011 NBU Nebu Resources Inc. UNIT Y Tier2 PP Y CDN 0.16 "9,125,000" "1,460,000.00" 01/04/2011 VDO Nevado Resources Corporation UNIT Y Tier2 PP N CDN 0.35 "6,898,969" "2,414,639.15" 01/19/2011 VDO Nevado Resources Corporation UNIT Y Tier2 PP N CDN 0.30 "6,663,832" "1,999,149.60" 01/19/2011 NDR New Dimension Resources Ltd. UNIT Y Tier2 PP Y CDN 0.24 "833,666" "200,079.84" 01/20/2011 NHR New High Ridge Resources Inc. UNIT Y Tier2 PP N CDN 0.13 "5,000,000" "650,000.00" 01/28/2011 NCM Newcastle Minerals Ltd. UNIT Y Tier2 PP N CDN 0.08 "1,250,000" "100,000.00" 01/24/2011 NCM Newcastle Minerals Ltd. SHARE N Tier2 PP N CDN 0.10 "2,400,000" "240,000.00" 01/24/2011 NAG North American Gem Inc. UNIT Y Tier2 PP N CDN 0.10 "6,475,000" "647,500.00" 01/26/2011 NCG North Country Gold Corp. UNIT Y Tier1 PP N CDN 0.50 "12,000,000" "6,000,000.00" 01/14/2011 SUP Northern Superior Resources Inc. SHARE N Tier1 PP N CDN 0.80 "12,500,000" "10,000,000.00" 01/14/2011 "Wellington West Capital Markets Inc., Scotia Capital Inc., Paradigm Capital Inc." NQ Northquest Ltd. UNIT Y Tier2 PP N CDN 0.70 "2,089,998" "1,462,998.60" 01/04/2011 NQ Northquest Ltd. UNIT Y Tier2 PP Y CDN 0.95 "2,105,263" "1,999,999.85" 01/04/2011 NQE NQ Exploration Inc. UNIT Y Tier2 PP N CDN 0.10 "4,350,000" "435,000.00" 01/26/2011 NQE NQ Exploration Inc. SHARE N Tier2 PP Y CDN 0.18 "305,555" "54,999.90" 01/14/2011 OGR Oro Mining Ltd. UNIT Y Tier2 PP N CDN 0.35 "35,009,571" "12,253,349.85" 01/20/2011 "Raymond James Ltd., Casimir Capital Ltd., Loeb Aron & Company Ltd." PCM Pacific Comox Resources Ltd. UNIT Y Tier2 PP Y CDN 0.05 "1,500,000" "75,000.00" 01/06/2011 PCM Pacific Comox Resources Ltd. UNIT Y Tier2 PP N CDN 0.05 "500,000" "25,000.00" 01/06/2011 POC Pacific Iron Ore Corporation SHARE N Tier1 PP Y CDN 0.38 "4,310,527" "1,638,000.26" 01/14/2011 POC Pacific Iron Ore Corporation SHARE N Tier1 PP N CDN 0.34 "1,800,000" "612,000.00" 01/14/2011 PAW Pacific Wildcat Resources Corp. UNIT Y Tier2 PP N CDN 0.22 "7,262,400" "1,597,728.00" 01/20/2011 Macquarie Private Wealth Inc. PGS Paget Minerals Corp. UNIT Y Tier2 PP Y CDN 0.25 "4,000,000" "1,000,000.00" 01/14/2011 PGS Paget Minerals Corp. UNIT Y Tier2 PP Y CDN 0.25 "3,848,000" "962,000.00" 01/14/2011 PGS Paget Minerals Corp. UNIT Y Tier2 PP N CDN 0.20 "12,200,000" "2,440,000.00" 01/14/2011 PRC PanTerra Resource Corp. SHARE N Tier2 PP N CDN 0.18 "2,777,778" "500,000.04" 01/04/2011 PPI Passport Potash Inc. UNIT Y Tier2 PP N CDN 0.25 "28,430,000" "7,107,500.00" 01/31/2011 PEB Pebble Creek Mining Ltd. UNIT Y Tier2 PP N CDN 0.11 "10,000,000" "1,100,000.00" 01/05/2011 PCA PetroSands Resources (Canada) Inc. UNIT Y Tier2 PP N CDN 1.10 "6,363,636" "6,999,999.60" 01/24/2011 PTX Platinex Inc. SHARE N Tier2 PP N CDN 0.13 "2,380,000" "309,400.00" 01/10/2011 PTX Platinex Inc. UNIT Y Tier2 PP Y CDN 0.19 "364,200" "69,198.00" 01/10/2011 PGC Plato Gold Corp. UNIT Y Tier2 PP N CDN 0.05 "960,000" "48,000.00" 01/05/2011 PGC Plato Gold Corp. UNIT Y Tier2 PP Y CDN 0.07 "13,556,538" "881,174.97" 01/05/2011 PLE Plexmar Resources Inc. UNIT Y Tier2 PP N CDN 0.06 "36,666,666" "2,199,999.96" 01/13/2011 PXR Prominex Resource Corp. UNIT Y Tier2 PP N CDN 0.05 "1,710,000" "85,500.00" 01/21/2011 PV Providence Capital Corp SHARE N Tier2 PP N CDN 4.00 "1,000,000" "4,000,000.00" 01/21/2011 QGR Q-Gold Resources Ltd UNIT Y Tier2 PP Y CDN 0.10 "6,000,000" "600,000.00" 01/05/2011 QIA Quia Resources Inc. UNIT Y Tier2 PP N CDN 0.50 "7,000,000" "3,500,000.00" 01/05/2011 Canaccord Capital Corp. RR Rainy River Resources Ltd. SHARE N Tier2 PP N CDN 12.65 "5,930,000" "75,014,500.00" 01/21/2011 "BMO Nesbitt Burns Inc., Wellington West Capital Inc., NCP Northland Capital Partners Inc., UBS Securities Canada Inc., Scotia Capital Inc., Dominion Securities, Canaccord Capital Corp." RED Redwater Energy Corp. UNIT Y Tier2 PP Y CDN 0.42 "4,566,743" "1,918,032.06" 01/07/2011 RMZ ReMac Zinc Corp. SHARE N Tier1 PP N CDN 0.40 "7,437,500" "2,975,000.00" 01/18/2011 RMZ ReMac Zinc Corp. SHARE N Tier1 PP N CDN 0.20 "12,875,000" "2,575,000.00" 01/18/2011 RLE Ridgeline Energy Services Inc. UNIT Y Tier2 PP N CDN 0.40 "1,300,000" "520,000.00" 01/24/2011 RLE Ridgeline Energy Services Inc. UNIT Y Tier2 PP N CDN 0.37 "1,500,000" "555,000.00" 01/24/2011 RCZ Rio Cristal Resources Corporation UNIT Y Tier2 PP N CDN 0.16 "3,893,000" "622,880.00" 01/10/2011 RJX.A RJK Explorations Ltd. UNIT Y Tier2 PP N CDN 0.07 "8,570,000" "599,900.00" 01/18/2011 RBE RockBridge Resources Inc. UNIT Y Tier2 PP N CDN 0.12 "425,000" "51,000.00" 01/07/2011 RBE RockBridge Resources Inc. UNIT Y Tier2 PP Y CDN 0.15 "130,000" "19,500.00" 01/07/2011 RCR Rockcliff Resources Inc. UNIT Y Tier1 PP N CDN 0.15 "6,666,667" "1,000,000.05" 01/06/2011 RCR Rockcliff Resources Inc. UNIT Y Tier1 PP Y CDN 0.20 "15,000,000" "3,000,000.00" 01/06/2011 RMI Rocmec Mining Inc. UNIT Y Tier2 PP Y CDN 0.05 "1,170,000" "58,500.00" 01/17/2011 RMI Rocmec Mining Inc. UNIT Y Tier2 PP N CDN 0.05 "130,000" "6,500.00" 01/17/2011 RMI Rocmec Mining Inc. UNIT Y Tier2 PP Y CDN 0.05 "15,000,000" "750,000.00" 01/26/2011 RM Rodinia Lithium Inc. SHARE N Tier1 PP N CDN 0.55 "2,540,000" "1,397,000.00" 01/28/2011 RG Romios Gold Resources Inc. UNIT Y Tier2 PP N CDN 0.20 "3,000,000" "600,000.00" 01/24/2011 RB Russell Breweries Inc. UNIT Y Tier2 PP N CDN 0.08 "1,500,000" "120,000.00" 01/11/2011 SAL Salmon River Resources Ltd. SHARE N Tier2 PP N CDN 0.15 "8,666,666" "1,299,999.90" 01/17/2011 STA Sanatana Diamonds Inc. UNIT Y Tier2 PP N CDN 0.15 "6,666,666" "999,999.90" 01/18/2011 STA Sanatana Diamonds Inc. SHARE N Tier2 PP Y CDN 0.17 "10,155,883" "1,726,500.11" 01/07/2011 SFF Seafield Resources Ltd. UNIT Y Tier2 PP N CDN 0.50 "30,000,000" "15,000,000.00" 01/07/2011 SXR SGX Resources Inc. UNIT Y Tier1 PP N CDN 3.50 "788,650" "2,760,275.00" 01/05/2011 SSR Silver Shield Resources Corp. UNIT Y Tier2 PP N CDN 0.06 "8,333,333" "499,999.98" 01/11/2011 SSE Silver Spruce Resources Inc. UNIT Y Tier2 PP N CDN 0.15 "1,462,333" "219,349.95" 01/06/2011 SSE Silver Spruce Resources Inc. UNIT Y Tier2 PP Y CDN 0.17 "9,764,147" "1,659,904.99" 01/06/2011 SMB Simba Energy Inc. UNIT Y Tier2 PP N CDN 0.08 "42,322,500" "3,385,800.00" 01/20/2011 SVX Sino Vanadium Inc. UNIT Y Tier1 PP N CDN 0.45 "1,425,000" "641,250.00" 01/04/2011 SXL SLAM Exploration Ltd. UNIT Y Tier2 PP N CDN 0.21 "5,000,000" "1,050,000.00" 01/05/2011 SOH Soho Resources Corp. UNIT Y Tier2 PP N CDN 0.10 "30,580,000" "3,058,000.00" 01/24/2011 SOV Soldi Ventures Inc. UNIT Y Tier2 PP N CDN 0.30 "2,119,000" "635,700.00" 01/13/2011 SOV Soldi Ventures Inc. UNIT Y Tier2 PP Y CDN 0.35 "4,062,000" "1,421,700.00" 01/13/2011 SYS Sona Resources Corp. UNIT Y Tier1 PP Y CDN 1.25 "2,134,000" "2,667,500.00" 01/20/2011 Stonecap Securities Inc. SYS Sona Resources Corp. UNIT Y Tier1 PP N CDN 1.10 "818,400" "900,240.00" 01/20/2011 Stonecap Securities Inc. SNV Sonoro Energy Ltd. UNIT Y Tier2 PP N CDN 0.25 "20,420,000" "5,105,000.00" 01/28/2011 SUR Southern Andes Energy Inc. UNIT Y Tier2 PP N CDN 0.40 "19,680,000" "7,872,000.00" 01/13/2011 Haywood Securities Inc. SEM St. Eugene Mining Corp. Ltd. UNIT Y Tier2 PP N CDN 0.20 "11,250,000" "2,250,000.00" 01/13/2011 SEM St. Eugene Mining Corp. Ltd. SHARE N Tier2 PP Y CDN 0.25 "7,000,000" "1,750,000.00" 01/13/2011 SPX Stellar Pacific Ventures Inc. UNIT Y Tier2 PP N CDN 0.08 "1,345,000" "107,600.00" 01/12/2011 SPX Stellar Pacific Ventures Inc. UNIT Y Tier2 PP N CDN 0.08 "6,870,000" "549,600.00" 01/21/2011 "Jones, Gable & Company Ltd., Macquarie Private Wealth Inc., FIN-XO Securities Inc." SPX Stellar Pacific Ventures Inc. UNIT Y Tier2 PP Y CDN 0.10 "12,105,000" "1,210,500.00" 01/12/2011 SKY Stikine Energy Corp. UNIT Y Tier2 PP N CDN 0.30 "19,550,000" "5,865,000.00" 01/13/2011 "Cormark Securities Inc./Valeurs Mobilieres Cormark Inc., Stonecap Securities Inc." SOG Strategic Oil & Gas Ltd. SHARE N Tier2 PP Y CDN 1.10 "5,175,000" "5,692,500.00" 01/18/2011 Macquarie Capital Markets Canada Ltd. SDR Stroud Resources Ltd. UNIT Y Tier2 PP N CDN 0.07 "32,333,116" "2,263,318.12" 01/24/2011 STG Sustainable Energy Technologies Ltd. UNIT Y Tier2 PP N CDN "10,000.00" 257 "2,570,000.00" 01/10/2011 SWR Swift Resources Inc. UNIT Y Tier2 PP N CDN 0.10 "1,550,000" "155,000.00" 01/18/2011 SWR Swift Resources Inc. SHARE N Tier2 PP Y CDN 0.12 "2,600,000" "312,000.00" 01/10/2011 TKK Takara Resources Inc. UNIT Y Tier2 PP N CDN 0.25 "17,412,668" "4,353,167.00" 01/27/2011 "Jennings Capital Inc., Acumen Capital Finance Partners Limited, PI Financial Corp., Canaccord Capital Corp." TGC Terra Nova Minerals Inc. UNIT Y Tier2 PP N CDN 0.15 "10,245,000" "1,536,750.00" 01/12/2011 TAS Terra Ventures Inc. UNIT Y Tier2 PP N CDN 0.50 "4,000,000" "2,000,000.00" 01/11/2011 "Canaccord Capital Corp., Salman Partners Inc." TAS Terra Ventures Inc. SHARE N Tier2 PP Y CDN 0.60 "3,333,300" "1,999,980.00" 01/11/2011 "Canaccord Capital Corp., Salman Partners Inc." TXR Terrax Minerals Inc. SHARE N Tier2 PP N CDN 0.30 "1,350,000" "405,000.00" 01/24/2011 TRC Teryl Resources Corp. UNIT Y Tier2 PP N CDN 0.15 "1,359,333" "203,899.95" 01/19/2011 TGE TG World Energy Corp. SHARE N Tier2 PP N CDN 0.05 "41,650,000" "2,082,500.00" 01/31/2011 TLT Theralase Technologies Inc. UNIT Y Tier2 PP N CDN 0.63 "1,180,000" "737,500.00" 01/10/2011 TBD Thunderbird Energy Corporation UNIT Y Tier2 PP N CDN 0.15 "4,833,333" "724,999.95" 01/19/2011 TIX TIEX Inc. UNIT Y Tier2 PP Y CDN 0.13 "4,030,000" "503,750.00" 01/11/2011 TIX TIEX Inc. UNIT Y Tier2 PP N CDN 0.10 "5,312,500" "531,250.00" 01/11/2011 TTT Times Telecom Inc. UNIT Y Tier2 PP N CDN 0.05 "5,750,000" "287,500.00" 01/31/2011 TVL Traverse Energy Ltd. SHARE N Tier2 PP Y CDN 0.95 "2,500,000" "2,375,000.00" 01/07/2011 TRG Trigen Resources Inc. UNIT Y Tier2 PP N CDN 0.14 "8,000,000" "1,120,000.00" 01/18/2011 TRM Trueclaim Exploration Inc. UNIT Y Tier2 PP Y CDN 0.26 "4,807,692" "1,249,999.92" 01/07/2011 ULU Ultra Uranium Corp. UNIT Y Tier2 PP Y CDN 0.06 "3,252,727" "178,899.99" 01/31/2011 ULU Ultra Uranium Corp. UNIT Y Tier2 PP N CDN 0.06 "4,020,000" "221,100.00" 01/31/2011 URP United Reef Limited UNIT Y Tier2 PP Y CDN 0.05 "500,000" "25,000.00" 01/10/2011 UCM Upper Canyon Minerals Corp. UNIT Y Tier2 PP N CDN 0.06 "10,291,818" "566,049.99" 01/31/2011 URC Uracan Resources Ltd. UNIT Y Tier2 PP N CDN 0.25 "2,000,000" "500,000.00" 01/24/2011 UBR Uragold Bay Resources Inc. UNIT Y Tier2 PP N CDN 0.05 "1,470,000" "73,500.00" 01/11/2011 UBR Uragold Bay Resources Inc. UNIT Y Tier2 PP Y CDN 0.07 "3,100,000" "201,500.00" 01/07/2011 UBR Uragold Bay Resources Inc. SHARE N Tier2 PP Y CDN 0.05 "4,410,000" "220,500.00" 01/11/2011 VEL Vanoil Energy Ltd. SHARE N Tier2 PP N CDN 0.50 "420,000" "210,000.00" 01/07/2011 VEL Vanoil Energy Ltd. SHARE N Tier2 PP N CDN 0.50 "5,248,000" "2,624,000.00" 01/21/2011 VAX Vantex Resources Ltd. SHARE N Tier2 PP N CDN 0.25 "3,660,000" "915,000.00" 01/11/2011 "Jones, Gable & Company Ltd." VAX Vantex Resources Ltd. UNIT Y Tier2 PP N CDN 0.20 "3,625,000" "725,000.00" 01/11/2011 "Jones, Gable & Company Ltd." VCV Vatic Ventures Corp. SHARE N Tier2 PP Y CDN 0.12 "2,000,000" "240,000.00" 01/27/2011 VCV Vatic Ventures Corp. UNIT Y Tier2 PP N CDN 0.10 "6,000,000" "600,000.00" 01/27/2011 VPT VentriPoint Diagnostics Ltd. UNIT Y Tier2 PP N CDN 0.17 "10,640,385" "1,808,865.45" 01/28/2011 VGC Viking Gold Exploration Inc. UNIT Y Tier2 PP Y CDN 0.30 "2,233,332" "669,999.60" 01/19/2011 VIO Vior inc. (Societe d'exploration Miniere) SHARE N Tier2 PP N CDN 0.22 "681,818" "149,999.96" 01/11/2011 VPR Viper Gold Ltd. UNIT Y Tier2 PP N CDN 0.25 "5,155,000" "1,288,750.00" 01/05/2011 VQS VIQ Solutions Inc. UNIT Y Tier2 PP N CDN 0.50 "4,065,000" "2,032,500.00" 01/28/2011 VUL Vulcan Minerals Inc. SHARE N Tier2 PP Y CDN 0.45 "2,048,222" "921,699.90" 01/05/2011 WTR Westcore Energy Ltd. SHARE N Tier2 PP N CDN 0.40 "2,675,000" "1,070,000.00" 01/11/2011 WPX Western Potash Corp. UNIT Y Tier1 PP N CDN 1.10 "18,182,000" "20,000,200.00" 01/12/2011 Mackie Research Capital Corporation WEL Wildcat Exploration Ltd. UNIT Y Tier2 PP Y CDN 0.08 "6,000,000" "450,000.00" 01/20/2011 WCX Williams Creek Explorations Limited UNIT Y Tier2 PP Y CDN 0.37 "2,783,783" "1,029,999.71" 01/10/2011 WVR Wind River Energy Corp. UNIT Y Tier2 PP N CDN 0.25 "7,123,864" "1,780,966.00" 01/20/2011 WRA Windarra Minerals Ltd. SHARE N Tier2 PP Y CDN 0.20 "3,044,500" "608,900.00" 01/07/2011 WRA Windarra Minerals Ltd. SHARE N Tier2 PP N CDN 0.15 "2,000,000" "300,000.00" 01/07/2011 WEX Win-Eldrich Mines Limited UNIT Y Tier2 PP N CDN 0.30 "1,333,333" "399,999.90" 01/07/2011 WOF Woulfe Mining Corp. SHARE N Tier2 PP N CDN 0.30 "33,333,333" "9,999,999.90" 01/10/2011 YCC Yaletown Capital Corp. UNIT Y Tier2 PP N CDN 0.22 "1,017,400" "223,828.00" 01/21/2011 ZGG Z-Gold Exploration Inc. UNIT Y Tier2 PP Y CDN 0.20 "782,000" "156,400.00" 01/17/2011 ZGG Z-Gold Exploration Inc. UNIT Y Tier2 PP N CDN 0.20 "195,500" "39,100.00" 01/17/2011 ZN Zinccorp Resources Inc. UNIT Y Tier2 PP N CDN 0.15 "570,000" "85,500.00" 01/10/2011 M Partners Inc. XEA.H AXEA Capital Corp. SHARE N NEX PP N CDN 0.15 "2,496,667" "374,500.05" 01/14/2011 BV.H Blue Vista Technologies Inc. UNIT Y NEX PP Y CDN 0.05 "7,000,000" "350,000.00" 01/18/2011 BV.H Blue Vista Technologies Inc. UNIT Y NEX PP N CDN 0.05 "11,000,000" "550,000.00" 01/18/2011 LOY.H Loyalist Group Limited UNIT Y NEX PP N CDN 0.15 "2,157,917" "323,687.55" 01/04/2011 RYA.H Raystar Capital Ltd. UNIT Y NEX PP N CDN 0.07 "7,000,000" "490,000.00" 01/27/2011 VTM.H Valiant Minerals Ltd. SHARE N NEX PP N CDN 0.05 "500,000" "25,000.00" 01/17/2011 ZAP.H ZZZ Capital Corp. SHARE N NEX PP N CDN 0.05 "4,705,000" "235,250.00" 01/20/2011